Active Management Resources

• October 2023 – The Active Manager Newsletter (NAAIM
• July 2023 – The Active Manager Newsletter (NAAIM)
• April 2023 – The Active Manager Newsletter (NAAIM)
• February 2023 – The Active Manager Newsletter (NAAIM)

Pitfalls, Traps and Opportunities for 2021 – A Look Ahead in the Financial Markets – Presented by Tony Dwyer, Senior Managing Director, Macroeconomist and Chief Market Strategist, Canaccord Genuity.  He can be reached at 212-389-8216; Twitter @dwyerstrategy; web www.dwyerstrategy.com.  Recorded January 20, 2021. LISTEN TO THE WEBINAR

WEBINAR: 2020 Founders Award Winning Paper Presentation:  Actively Using Passive Sectors: Generating Alpha Using the VIX – Presented by Michael A. Gayed, CFA, Toroso Investments.  Recorded December 9, 2020.  LISTEN TO THE WEBINAR

WEBINAR: A New Approach to Relative Strength Investing With Leveraged Funds – Presented by Leks Gerlak, CFA, Tactical Investment Strategist, ProShares|ProFunds and Ben Jones, Senior Analyst, Nasdaq Dorsey Wright – recorded October 15, 2019.  LISTEN TO THE WEBINAR

WEBINAR: Understanding the Benefits and Risks of Using Inverse and Leveraged Funds – Leks Gerlak, CFA, Investment Strategist, ProShares and Roya Vassell, Tactical Relationship Manager, ProShares | ProFunds – recorded December 11, 2018.  LISTEN TO THE WEBINAR

WEBINAR: Mining the NAAIM Indicator Wall – Dave Moenning, Heritage Capital Research – recorded September 25, 2018.  LISTEN TO THE WEBINAR

WEBINAR: Swimming with the Sharks: How 2018 Shark Tank Winner Dave Moenning Manages Risk – Dave Moenning, Heritage Capital Research – recorded September 6, 2018.  LISTEN TO THE WEBINAR

WEBINAR:  How To Invest And Protect Your Assets In A Risky Geopolitical Environment – John Kosar, CMT, Chief Market Strategist, Asbury Research LLC. – recorded August 15, 2018.   LISTEN TO THE WEBINAR

Investment Advisor Compliance Update – FALL 2018: Stark & Stark Attorneys at Law
Investment Advisor Compliance Update – SPRING 2019 | Stark & Stark Attorneys at LawWEBINAR:

• Financial Advisor Technology Guru Joel Bruckenstein invites you to sign up for a monthly summary of all articles posted on his T3 Technology Hub website
• Putnam Investments Webinar:
  • Leveraging LinkedIn for your practice, Chad Hollis, Manager, Marketing Technology

• The Consortium offers a number of compliance related resources, (some free, others for a small charge) including
  • Compliance E-Post A free monthly email service with brief postings of the hot industry buzz
  •  Compliance E-News – The monthly executive summary of all the news that made the news.
  • Compliance E-Alert – A value-added subscription service which also includes E-News.  Provides timely alerts, plus newly published research and forms

• Putnam Investments Webinar Recordings:
  • How floating-rate funds can help you navigate rates Paul D. Scanlon, CFA, Co-Head of Fixed Income Listen to replay now
  • Tax-free investing today, Thalia Meehan, CFA, Portfolio Manager Listen to replay now.

• Explore how a tactical approach may help maintain diversification
  • The Diversification Dilemma Tactical Management and Today’s Evolving Markets by Douglas C. Mangini, J.D., Senior Managing Director, Guggenheim Investments
• “Three Fundamentals – Using Active Management, Behavioral Finance and Planning to Reach Client Objectives”  – This paper defines the fundamental reason for portfolio management is to meet client’s objectives—rather than beat the market.

NAAIM defends active investment management in comments responding to a Department of Labor Rulemaking: October, 2008

NAAIM Position Paper on Redemption Fees: 

“The Performance of Professional Market Timers: Daily Evidence From Executed Strategies”
Journal of Financial Economics, Don M. Chance and Michael L. Hemler

All About Market Timing – Leslie N. Masonson, McGraw Hill 

The Essential Basics of Technical Analysis for Financial Advisors – Walter Deemer
Everything you Know About Investing is Wrong – John K. Sosnowy with Kori S. Voorhees, Xlibris Corporation
Lasting Wealth is a Matter of Timing – John Sosnowy, 21st Century Publishers
Panic-Proof Investing – Thomas F. Basso, John Wiley & Sons

The Journal of Investing Summer, 1997 Why Market Timing Works
The Investment Reporter January, 1996 Buy-and-Hold Brinkmanship: A Young Person’s Investment Game
Personal Financial Planning November/ December, 1996 Adding a Dynamic Component to the Asset Allocation Mix
Financial Planning on Wall Street April, 1994 Market Timing Strategies Spell $s
AAII Journal May, 1994 The Market Timing Approach: A Guide to the Various Strategies
Hulbert Financial Digest August, 1993 It’s a Matter of Time
Technical Analysis of Stocks & Commodities December, 1994 Three Market Timing Strategies

2015 Uncommon Knowledge Interviews, Courtesy of OC Talk Radio

1. The NAAIM Conference discussion – approx. 60 minutes

http://www.strategicinvestorradio.com/e/naaim-conference-summary/

2. Interviews with 12 different NAAIM Conference attendees – Each last 3 – 7 minutes

Ben Warwick
http://www.strategicinvestorradio.com/e/ben-warwick-quantitative-equity-strategies/

David Walton
http://www.strategicinvestorradio.com/e/david-walton-statis-trade/

Ken Graves
http://www.strategicinvestorradio.com/e/ken-graves-capital-research-advisors/

Ralph Doudera
http://www.strategicinvestorradio.com/e/ralph-doudera-spectrum-financial/

Dudley Lehmer
http://www.strategicinvestorradio.com/e/dudley-lehmer-eagle-mountain-advisors/

Larry McMillan
http://www.strategicinvestorradio.com/e/larry-mcmillan-mcmillan-analysis-corp/

Jonathan Wallentine
http://www.strategicinvestorradio.com/e/jonathan-wallentine-actuarial-management/

Mike Dean
http://www.strategicinvestorradio.com/e/mike-dean-dfg-advisory/

Michael Gayed
http://www.strategicinvestorradio.com/e/michael-gayed-pension-partners/

John McClure
http://www.strategicinvestorradio.com/e/john-mcclure-profit-score/

Tyler Wood
http://www.strategicinvestorradio.com/e/tyler-wood-market-technicians-association/

Paul Schatz
http://www.strategicinvestorradio.com/e/paul-schatz-heritage-capital/